Business ProfileforRokay Unlimited LLC
Current Alerts For This Business
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
On January 31, 2022, Anthony Spooner and Rokay Unlimited LLC entered into an Order to cease and desist, Order for Restitution, Order for Administrative Penalties, and Consent to Same with the Arizona Corporation Commission. The Orders settles allegations that Spooner and the business were in violation of state law by offering or selling unregistered securities while neither registered as a dealer or salesman nor exempt from registration and employing a device, scheme, or artifice to defraud, making untrue statements or misleading omissions of material facts, and or engaging in transactions, practices, or courses of business that operate or would operate as fraud or deceit. Under terms of the Orders, Spooner and Rokay was ordered to permanently cease and desist from violating the Securities Act, pay restitution in the amount of $774,158.70, and pay an administrative penalty in the amount of $50,000.
This action is final.
At-a-glance
Related Categories
Business Details
- Location of This Business
- 26908 N 89th Dr, Peoria, AZ 85383-3726
- BBB File Opened:
- 4/8/2021
- Years in Business:
- 9
- Business Started:
- 3/17/2015
- Business Incorporated:
- 3/17/2015
- Type of Entity:
- Limited Liability Company (LLC)
- Related Businesses
- Business Management
- Mr. Anthony Spooner, CEO
- Contact Information
Customer Contact
- Mr. Anthony Spooner, CEO
Customer Complaints
0 Customer Complaints
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