Business ProfileforPDC Capital Group LLC
Current Alerts For This Business
The following describes a pending government action that has been formally brought by a government agency but has not yet been resolved. We are providing a summary of the government’s allegations, which have not yet been proven.
On December 27, 2016 Securities and Exchange Commission filed a Complaint against PDC Capital Group LLC. Charges filed allege the business is in violation of federal law prohibiting fraud in the offer or sale of securities, fraud in connection with the purchase or sale of securities, aiding and abetting, and engaging in a scheme to defraud investors by making false statements concerning the limitation.
The matter is pending.
The following describes a pending government action that has been formally brought by a government agency but has not yet been resolved. We are providing a summary of the government’s allegations, which have not yet been proven.
On September 27, 2018 Securities and Exchange Commission filed a Complaint against Robert A Ferrante, partner in PDC Capital Group LLC. Charges filed allege the business is in violation of federal law prohibiting fraud in the offer or sale of securities, and fraud in connection with the purchase or sale of securities.
The matter is pending.
At-a-glance
Related Categories
Business Details
- Location of This Business
- 250 Fischer Ave, Costa Mesa, CA 92626
- BBB File Opened:
- 5/14/2019
- Years in Business:
- 11
- Business Started:
- 7/16/2013
- Type of Entity:
- Sole Proprietorship
- Business Management
- Mr. Emilio Francisco, CEO
- Contact Information
Principal
- Mr. Emilio Francisco, CEO
Customer Contact
- Mr. Emilio Francisco, CEO
Customer Complaints
0 Customer Complaints
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