Business ProfileforKuber Capital Management
Additional business information
On 11/23/2021 The following describes a pending government action that has been formally brought by a government agency but has not yet been resolved. We are providing a summary of the governments allegations, which have not yet been proven.
The Acting Commissioner of Financial Protection and Innovation alleges, and charges as follows:
The Commissioner sent a notice to Kuber, which instructed Kuber to submit responses to an online examination and provided a hyperlink to access the online examination. On April 15, 2021, Kuber was identified as not having yet completed or submitted the online examination.
On April 30, 2021, the Commissioner sent a first reminder with instructions to complete and submit the online examination and an attached hyperlink. After April 30, 2021, the Commissioner sent two more follow-up emails reminding Kuber to complete and submit its online examination responses.
By May 17, 2021, Kuber still had not completed the examination as required by the Commissioner. On May 17, 2021, and May 19, 2021, the Commissioner attempted telephonic contact with Kuber to remind Kuber to submit to the online examination. Despite making contact to inform Kuber to submit to the examination, Kuber failed to do so.
It is ordered, under the provisions of Corporations Code section 25249, that Kuber Capital Management, LLC discontinue violations of Corporations Code section 25241 and California Code of Regulations. The Commissioner finds this action is appropriate, in the public interest, and consistent with the purposes fairly intended by the policies and procedures of the CSL.
Kuber Capital Management, LLC (Kuber) is a limited liability company with its
principal office located at 215 Masters View Court, Johns Creek, Georgia 30097.
Kuber currently holds a valid investment adviser certificate issued by the
Commissioner pursuant to Corporations Code section 25230.
For additional information:
https://dfpi.ca.gov/wp-content/uploads/sites/337/2021/11/Admin.-Action-Kuber-Capital-Management-LLC-Statement-in-Support.pdf
At-a-glance
Related Categories
Business Details
- Location of This Business
- 215 Masters View Ct, Johns Creek, GA 30097
- BBB File Opened:
- 12/15/2021
- Type of Entity:
- Limited Liability Company (LLC)
- Business Management
- Akhilesh Misra, Owner
- Contact Information
Principal
- Akhilesh Misra, Owner
Customer Contact
- Akhilesh Misra, Owner
Customer Complaints
0 Customer Complaints
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