Business ProfileforWebull Financial LLC
Current Alerts For This Business
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
The Acting Commissioner (Commissioner) of the California Department of Financial Protection and Innovation (DFPI) found that Webull Financial LLC willfully violated CA Corporations Code section 25241 under DFPI’s Broker-Dealer and Investment Advisory Program (BDIA). On February 11, 2021, BDIA examiners attempted to contact Webull to request documentation relating to a consumer complaint filed with DFPI on February 8, 2020. To date, Webull has not responded to BDIA examiners or provided the documentation requested. Webull is required to make and keep records and other correspondences and comply with reasonable examinations by the Commissioner for the protection of investors and in the public interest. DFPI seeks administrative penalties against Webull in an amount of five thousand dollars ($5,000.00).
At-a-glance
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Business Details
- Location of This Business
- 44 Wall St Ste 501, New York, NY 10005-2450
- BBB File Opened:
- 10/30/2019
- Years in Business:
- 7
- Business Started:
- 5/1/2017
- Business Incorporated:
- 5/25/2017
- Type of Entity:
- Limited Liability Company (LLC)
- Business Management
- Mr. Shen Lu, Chief Compliance Officer
- Mr. Anthony M. Denier, CEO
- Contact Information
Principal
- Mr. Anthony M. Denier, CEO
Customer Contact
- Mr. Shen Lu, Chief Compliance Officer
Customer Complaints
121 Customer Complaints
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File a ComplaintMost Recent Customer Complaint
09/17/2024
- Complaint Type:
- Product Issues
- Status:
- Answered
Customer Reviews
39 Customer Reviews
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Most Recent Customer Review
Neil R
4 stars10/17/2024
Webull Financial LLC Response
10/25/2024
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